Securities

Hall Estill’s Securities Law services include director and officer issues, antitrust planning, public offerings and private placements, SEC compliance and documentation, securities aspects of employee benefit plans and executive compensation, mergers, acquisitions and dispositions, as well as representation before the SEC in investigations and enforcement actions.

Our clients rely on our attorneys to select the best growth strategies and to complete such transactions efficiently and effectively. We represent issuers, underwriters, investment advisers, venture capital firms and others. Hall Estill is listed in the Bond Buyer's Municipal Marketplace, the Red Book of nationally recognized bond counsel, published by Thomson Financial publishers.

Our securities services include, but are not limited to:

Public offerings and private placements
SEC compliance and documentation – Periodic Exchange Act reports; advising when business developments require public disclosure; and providing counsel on insider trading matters
Mergers, acquisitions and dispositions
Securities aspects of employee benefit plans and executive compensation
Representation before SEC and state securities administrators in investigations and enforcement actions
Raising capital through public and private offerings of common and preferred stock, convertible securities and high yield debt instruments
Director and officer duties under securities law

Securities

Available Attorneys